Norman Pia is a registered investment advisor, based in Ventura, CA, with 21 years of industry experience.
Location
Ventura, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Norman is the VP of Business Development at AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This role at AssetMark Financial Holdings, Inc. takes nearly full-time hours.
Employment History
Current Registrations
Assetmark Brokerage, LLC
August 2014 - Present · 11 yrs 9 mos
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Assetmark, INC.
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
October 2009 - November 2013 · 4 yrs 1 mo
John Hancock Distributors LLCBroker
March 2004 - April 2009 · 5 yrs 1 mo
Planmember Securities CorporationBroker
September 2003 - December 2003 · 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.