Carol Weems is a CFP-designated registered investment advisor, based in Spokane, WA, with 22 years of industry experience.
Location
400 S Jefferson St,, Suite 416, Spokane, WA, 99204
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol is involved with CJK Investment Consultants, focusing on fixed insurance and annuity products. This takes a few hours per week.
Employment History
Current Registrations
Ifp Securities, LLCBroker
January 2025 - Present · 1 yr 8 mos
Ifp Securities, LLC
January 2025 - Present · 1 yr 8 mos
Independent Financial Partners
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - December 2024 · 4 mos
Triad Advisors LLCBroker
February 2017 - August 2024 · 7 yrs 6 mos
Onedigital Investment Advisors
January 2015 - January 2025 · 10 yrs
LPL Financial LLCBroker
October 2012 - January 2017 · 4 yrs 3 mos
Bukaty Companies Financial Services
October 2012 - December 2014 · 2 yrs 2 mos
Woodbury Financial Services, INC.
March 2006 - October 2012 · 6 yrs 7 mos
Woodbury Financial Services, INC.Broker
June 2003 - October 2012 · 9 yrs 4 mos
State Registrations13 states
AKAZCACOFLIDMNMTNCNVORRIWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.