James Sobania
James Sobania is a ChFC-designated registered investment advisor at LPL Enterprise, LLC, based in Cold Spring, MN, with 23 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
Cold Spring, MN
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2018Other Business Activities
James is involved with AHS86 LLC, a commercial building rental opportunity established in 2019 for tax/investment purposes. He dedicates minimal time to this activity.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brittany Walter, CFPAe Wealth Management, LLC
- Jerome Wenner, CFP, ChFCEdward Jones