James Duchene is a CFP-designated registered investment advisor, based in Scottdsdale, AZ, with 22 years of industry experience.
Location
14321 N Northsight Blvd, Scottdsdale, AZ, 85306
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation.
Employment History
Current Registrations
Vanguard Marketing Corporation
January 2018 - Present · 8 yrs 8 mos
Vanguard Advisers, INC.
January 2018 - Present · 8 yrs 8 mos
Vanguard Marketing CorporationBroker
January 2018 - Present · 8 yrs 8 mos
Previous Registrations
Lincoln Financial Advisors Corporation
July 2009 - December 2017 · 8 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
July 2009 - December 2017 · 8 yrs 5 mos
Nylife Securities LLCBroker
April 2003 - July 2009 · 6 yrs 3 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.