SM
CFP
SM
CFP

Stephanie Manning

22 Years of Experience
Overland Park, KS
Broker

Stephanie Manning is a CFP-designated registered investment advisor, based in Overland Park, KS, with 22 years of industry experience.

Location

5700 W. 112th Street, Suite 500, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephanie works as a Senior Relationship Manager for Mariner Wealth Advisors since 2006 and MSEC, LLC since 2011. Both roles are investment-related and take up a full-time commitment during securities trading hours.

Employment History
Current Registrations
Msec, LLCBroker
December 2011 - Present · 14 yrs 5 mos
Mariner Wealth
May 2006 - Present · 20 yrs
Previous Registrations
Mariner Wealth Advisors
March 2015 - March 2018 · 3 yrs
Montage Securities, LLCBroker
July 2011 - July 2011 · 0 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2006 - November 2011 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.
May 2003 - June 2006 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
May 2003 - June 2006 · 3 yrs 1 mo
State Registrations3 states
KSMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.