James Warner is a registered investment advisor at Lear Investment Management, based in Dallas, TX, with 6 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 164 clients with $810M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $30.0M | 0.90% |
| $30M+ | 0.80% |
Fees are generally negotiable and may vary by client.
Fee Estimator
Location
2911 Turtle Creek Boulevard, Suite 920, Dallas, TX, 75219
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Managing Partner at Black Ox Advisors LLC, providing non-investment financial advisory and management consulting services since 2016. He dedicates minimal time to this business, offering corporate financial planning and analysis services.
Employment History
Current Registrations
Lear Investment Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.