Richard Whitman
Richard Whitman is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1055 Lpl Way, Fort Mill, SC, 29715
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a general partner at Benchmark Partners L.P., an investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Benchmark Capital Advisors LLC
Benchmark Capital Advisors LLC
Northeast Securities, LLCBroker
Palisade Capital Management LLC
Palisade Capital Securities, L.L.C.Broker
The Benchmark Company, INC.Broker
Brean Murray, Foster Securities INC.Broker
Oppenheimer & CO., INC.Broker
John Muir & CO.Broker
Oppenheimer & CO., INC.Broker
Faulkner, Dawkins & Sullivan INC.Broker
Hayden Stone INC.Broker
Shearson Hayden Stone INC.Broker
Shearson, Hammill & CO., IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.