William Sokol
William Sokol is a registered investment advisor at LPL Financial LLC, based in Towson, MD, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1104 Kenilworth Drive, Suite 500, Towson, MD, 21204
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2013Other Business ActivitiesSells Insurance
William operates under the DBA SFG Wealth Management for his LPL business. He is also involved in non-variable insurance sales through William Sokol and Crump, dedicating a few hours per week to these activities. William spends nearly full-time working for SFG Wealth Management LLC as a Registered Investment Advisor Hybrid.
Employment History
Current Registrations
Sfg Wealth Management
LPL Financial LLCBroker
Previous Registrations
The L. Warner Companies, INC
M Holdings Securities, INC.Broker
AXA Advisors, LLCBroker
MML Investors Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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