Victor Sopena is a registered investment advisor at Ossia Im, based in Miami, FL, with 20 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.50% |
| $50.0M - $100.0M | 0.35% |
| $100.0M - $500.0M | 0.20% |
| $500M+ | 0.13% |
All fees are negotiable.
Fee Estimator
Location
1200 Brickell Avenue, Suite 1950 #1331, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Victor is the sole proprietor of Roystonea LLC, a vehicle for crypto investments within his IRA. He also serves as a strategic advisor for Radiate Miami LLC, a manufacturer of specialized drinks, dedicating minimal time, and is a manager/member of Lightside Investments LLC, a vehicle for personal investments in other private companies.
Employment History
Current Registrations
Ossia Im
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLCBroker
Assent LLCBroker
Assent LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.