Gary Rosenstone
Gary Rosenstone is a registered investment advisor at Independent Advisor Alliance, LLC, based in Jacksonville, FL, with 21 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
301 West Bay Street, Suite 1453, Jacksonville, FL, 32202
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2017Other Business Activities
Gary operates his LPL business under the DBA Genesis Financial Partners since 2009. He also provides investment advisory services through Independent Advisor Alliance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial Corporation
Independent Financial Partners
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.