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Claus Larsen

21 Years of Experience
Fort Mill, SC
Broker

Claus Larsen is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
June 2018 - Present · 7 yrs 11 mos
LPL Financial LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - June 2018 · 1 yr 3 mos
MML Investors Services, LLC
March 2017 - June 2018 · 1 yr 3 mos
Msi Financial Services, INC.
July 2012 - March 2017 · 4 yrs 8 mos
Metlife Securities INC.
June 2007 - June 2011 · 4 yrs
Msi Financial Services, INC.Broker
November 2005 - March 2017 · 11 yrs 4 mos
New England SecuritiesBroker
November 2005 - January 2015 · 9 yrs 2 mos
Tower Square Securities, INC.Broker
November 2005 - September 2013 · 7 yrs 10 mos
Walnut Street Securities, INC.Broker
November 2005 - September 2013 · 7 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
November 2005 - July 2007 · 1 yr 8 mos
TD Waterhouse Investor Services, INC.Broker
December 2004 - August 2005 · 8 mos
TD Waterhouse Investor Services, INC.
December 2004 - August 2005 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2004 - October 2004 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - October 2004 · 4 mos
F G Markets, INC.Broker
November 2003 - January 2004 · 2 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Claus Larsen - Financial Advisor | TrueAdvisor