Glenn Lyons
Glenn Lyons is a registered investment advisor at Osaic Wealth, INC., based in Costa Mesa, CA, with 22 years of industry experience. Glenn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
695 Town Center Dr, Suite 530, Costa Mesa, CA, 92626
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Regulatory History (1)
Customer Dispute
July 2006Other Business ActivitiesSells Insurance
Glenn is a statutory agent for Independent Capital Management (ICM) and refers mortgage-related business to ICM Lending, spending a few hours per week on each. He also works as a Certified Citadel Estate Planner/Paralegal and as a Financial Institution Examiner for the Idaho State Department of Finance, dedicating about half his time to the latter.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Ernst & Young Investment Advisers LLP
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.