Stephan Wessels is a registered investment advisor at Vontobel Swiss Financial Advisers, based in Ny, NY, with 21 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,373 clients with $9.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vontobel SFA offers both discretionary and non-discretionary investment advisory services. Fees are calculated as a percentage of assets under management and vary depending on the investment strategy selected. The wrap fee includes ongoing investment advice, securities execution, and custody services.
Specific fee schedules are provided for Managed Solution Mandates and Investment Advisory Mandates, with rates decreasing as assets increase. Fees are negotiable and can be structured as a flat fee or tiered based on asset levels. Minimum investment amounts apply to each program.
Location
66 Hudson Boulevard, 34th Floor, Ny, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vontobel Swiss Financial Advisers
Previous Registrations
Citigroup Global Markets INC.
Citi Private Alternatives, LLCBroker
Citigroup Global Markets INC.Broker
Deutsche Bank Securities INC.Broker
State Registrations20 states
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