Christopher Richey is a registered investment advisor, based in New Bern, NC, with 22 years of industry experience.
Location
602 Pollock Street, New Bern, NC, 28562
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is the sole member of Nautilus Wealth Management, LLC, created for securities and insurance business, and sells fixed insurance. He also manages commercial rental properties through Soulfite Enterprises, LLC and TarDawg Properties, LLC, and co-owns Sit and Spin, LLC for personal use of a passenger van.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations21 states
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