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Mark Renzi

Vanguard Advisers, INC.
22 Years of Experience
Plano, TX
1 DisclosureBroker
View SEC Summary
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Mark Renzi is a registered investment advisor at Vanguard Advisers, INC., based in Plano, TX, with 22 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

7900 Windrose Avenue, Plano, TX, 75024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History
Current Registrations
Vanguard Advisers, INC.
May 2022 - Present · 4 yrs 5 mos
Vanguard Marketing Corporation
April 2022 - Present · 4 yrs 6 mos
Vanguard Marketing CorporationBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Pruco Securities, LLC.Broker
October 2019 - January 2022 · 2 yrs 3 mos
Nylife Securities LLCBroker
April 2017 - October 2019 · 2 yrs 6 mos
Fidelity Investments Institutional Services Company, INC.Broker
June 2003 - January 2017 · 13 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.
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