KN
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Kristen Nelson

14 Years of Experience
Brownsburg, IN
Broker

Kristen Nelson is a registered investment advisor at Capital Client Group, INC., based in Brownsburg, IN, with 14 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Brownsburg, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
October 2018 - Present · 7 yrs 7 mos
Capital Client Group, INC.
September 2018 - Present · 7 yrs 8 mos
Capital Client Group, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Hefty Wealth Partners, INC.
March 2011 - March 2012 · 1 yr
LPL Financial LLCBroker
October 2006 - March 2012 · 5 yrs 5 mos
LPL Financial LLC
October 2006 - February 2011 · 4 yrs 4 mos
Financial Network Investment CorporationBroker
October 2005 - September 2006 · 11 mos
Blue Vase Securities, LLCBroker
November 2004 - October 2005 · 11 mos
State Registrations6 states
CAILINMIOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.