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Michael Maddocks

Ameriprise Financial Services, LLC
23 Years of Experience
Ogden, UT
1 DisclosureBroker
View SEC Summary
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Michael Maddocks is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ogden, UT, with 23 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

298 24th St Suite 360, Ogden, UT, 84401-1861

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns multiple real estate properties, including single-family homes and short-term rentals, and is involved with Maddocks International, LLC. He also works as a tennis coach, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2003 - Present · 23 yrs 4 mos
Ameriprise Financial Services, LLC
June 2003 - Present · 23 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2003 - Present · 23 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 2003 - July 2006 · 3 yrs 1 mo
State Registrations20 states
AKARAZCACOIDILLAMAMEMTNENVOKORSCTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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