John Roewe is a registered investment advisor, based in Pottsboro, TX, with 22 years of industry experience.
Location
Pottsboro, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John serves on the board of Four Rivers Ministry, a 501c organization. He also uses "Roewe Wealth Management" as a marketing name, works as an independent insurance agent, and is an advisory representative of a RIA, spending nearly full-time trading.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Riverstone Wealth Management, INC.Broker
Riverstone Wealth Management
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
PFS Investments INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.