TB
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Thomas Bezigian

22 Years of Experience
Cicero, NY
1 DisclosureBroker

Thomas Bezigian is a registered investment advisor at LPL Financial LLC, based in Cicero, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Cicero, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Other Business Activities

Thomas works for PLC Technologies as an industry consultant and adjunct professor of Plastics Engineering since 1992. He dedicates minimal time to each role.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2025 - Present · 1 yr 2 mos
LPL Financial LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
The Investment Center, INC.Broker
October 2009 - March 2025 · 15 yrs 5 mos
Ic Advisory Services, INC.
October 2009 - March 2025 · 15 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2009 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2009 · 0 mos
Banc of America Investment Services, INC.
September 2008 - October 2009 · 1 yr 1 mo
Banc of America Investment Services, INC.Broker
August 2008 - October 2009 · 1 yr 2 mos
Edward Jones
September 2007 - September 2008 · 1 yr
Edward JonesBroker
October 2004 - September 2008 · 3 yrs 11 mos
American Express Financial Advisors INC.Broker
July 2003 - October 2004 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
July 2003 - October 2004 · 1 yr 3 mos
State Registrations9 states
CTFLMAMINHNYRIUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.