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CFP
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CFP

Brian Hooper

LPL Financial LLC
21 Years of Experience
Willmar, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Hooper is a CFP-designated registered investment advisor at LPL Financial LLC, based in Willmar, MN, with 21 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

331 Third St SW, Ste 3, Willmar, MN, 56201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an insurance agent providing non-variable insurance solutions since 2015, dedicating a few hours per week. He also operates under two DBAs, CDSF Financial Services, LLC and CDS Financial Services, LLC, for his LPL business, dedicating nearly full-time hours to each.

Employment History
Current Registrations
LPL Financial LLC
January 2014 - Present · 12 yrs 9 mos
LPL Financial LLCBroker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
1st Global Capital CORP.Broker
December 2010 - March 2012 · 1 yr 3 mos
Edward Jones
May 2005 - January 2009 · 3 yrs 8 mos
Edward Jones
April 2005 - April 2005 · 0 mos
Edward JonesBroker
October 2003 - January 2009 · 5 yrs 3 mos
Waddell & Reed, INC.
August 2003 - October 2003 · 2 mos
Waddell & Reed, INC.Broker
July 2003 - October 2003 · 3 mos
State Registrations13 states
AZCOFLIAILKSMEMNNCNDSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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