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Scott Solomon

Ameriprise Financial Services, LLC
23 Years of Experience
Lawrence, KS
1 DisclosureBroker
View SEC Summary
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Scott Solomon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lawrence, KS, with 23 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3220 Mesa Way Ste D, Lawrence, KS, 66049

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scott owns DUXNBUX LLC for holding real estate and Solomon Properties LLC which owns a farm, dedicating minimal time to each. He is also the CEO and sole owner of SRS Enterprise, Inc., the S-Corp legal entity for his practice, spending about a third of his time on it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2003 - Present · 22 yrs 11 mos
Ameriprise Financial Services, LLC
August 2003 - Present · 23 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2003 - Present · 23 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations31 states
ALARAZCACODCFLGAIAIDILINKSKYMAMIMNMOMTNCNEOHOKORSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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