KK
PFS
KK
PFS
Kathleen Kovar is a PFS-designated registered investment advisor, based in Napa, CA, with 22 years of industry experience.
Location
Napa, CA
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Regulatory History (1)
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Customer Dispute
August 2017Settled
Other Business ActivitiesSells Insurance
Kathleen works as an advisor at Sweeney Kovar Financial Advisors, Inc. and owns Kovar Family Vineyard as a hobby. She also works full-time as a CPA at Avantax Solutions, LLC and offers insurance products through Advantax Insurance AgencySM and Advantax Insurance ServicesSM.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
December 2003 - October 2019 · 15 yrs 10 mos
1st Global Capital CORP.Broker
June 2003 - October 2019 · 16 yrs 4 mos
State Registrations3 states
CAGAOR
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.