Mark Mazzone is a registered investment advisor at Sovereign Financial Services, based in Rocky Hill, CT, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 63 clients with $29M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1M+ | 0.60% |
SFS may agree to aggregate the assets of family members for fee calculations. A flat-fee arrangement is available, which is negotiated at the time of signing the contract.
Fee Estimator
Location
21 New Britain Ave, Suite 110, Rocky Hill, CT, 06067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is a 50% owner and member of D'Agostino & Mazzone, LLC, a CPA firm, since 2000. He dedicates nearly full-time hours to providing tax planning, tax compliance, and financial planning services, including 5 hours per day during trading hours.
Employment History
Current Registrations
Sovereign Financial Services
State Registrations1 state
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