TrueAdvisor
TrueAdvisor
TW
TW

Timothy Wagner

TD Private Client Wealth LLC
23 Years of Experience
Sarasota, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Timothy Wagner is a registered investment advisor at TD Private Client Wealth LLC, based in Sarasota, FL, with 23 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 25,685 clients with $8.6B in assets under management.

TD Private Client Wealth LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
528 advisors
Number of Clients
25,685 clients
Average Client Portfolio
$334K average
Assets Under Management
$8.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.05%
$2.0M - $4.0M0.85%
$4M+0.65%

Rates shown are for Equity/Balanced accounts in Institutional and High Net Worth programs. Fixed income accounts have a separate schedule starting at 0.85%. TDIS US retail program charges a flat 1.10% for equity/balanced across all assets. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3450 Clark Road, Sarasota, FL, 34231

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
TD Private Client Wealth LLC
August 2023 - Present · 3 yrs 2 mos
TD Private Client Wealth LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2017 - July 2023 · 6 yrs
Ameriprise Financial Services, LLCBroker
July 2017 - July 2023 · 6 yrs
Wells Fargo Clearing Services, LLC
October 2009 - July 2017 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2009 - July 2017 · 7 yrs 10 mos
Banc of America Investment Services, INC.
June 2008 - September 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
June 2008 - September 2009 · 1 yr 3 mos
Invest Financial Corporation
August 2004 - June 2008 · 3 yrs 10 mos
Invest Financial CorporationBroker
August 2004 - June 2008 · 3 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - August 2004 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - August 2004 · 1 yr 1 mo
State Registrations5 states
FLNHNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Sarasota, FL →All financial advisors in Florida →