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Scott Ferguson

22 Years of Experience
Frederick, MD
2 DisclosuresBrokerSells Insurance

Scott Ferguson is a registered investment advisor, based in Frederick, MD, with 22 years of industry experience.

Location

5100 Buckeystown Pike, Ste. 250, Frederick, MD, 21704

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History

Regulatory History (2)
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Customer Dispute
January 2021
Settled
Customer Dispute
June 2019
Denied
Other Business ActivitiesSells Insurance

Scott is an advisory representative of a RIA, an independent insurance agent, CEO/owner of Seaboard Capital Group LLC, and an employee of Nettworth Financial Group. He dedicates about half his time to the advisory rep role and insurance sales, about 10-20% of his time to Seaboard Capital Group, and full-time to Nettworth Financial Group.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2019 - Present · 6 yrs 7 mos
Cambridge Investment Research, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fsc Securities Corporation
January 2005 - October 2019 · 14 yrs 9 mos
Fsc Securities CorporationBroker
January 2005 - October 2019 · 14 yrs 9 mos
Morgan Stanley
January 2004 - February 2005 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
August 2003 - February 2005 · 1 yr 6 mos
State Registrations15 states
CADCDEFLGAMDMIMTNCNMPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Ferguson - Financial Advisor | TrueAdvisor