Lon Dircks is a registered investment advisor, based in St. Louis, MO, with 22 years of industry experience.
Location
7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006Denied
Employment History
Current Registrations
Huntleigh Securities CorporationBroker
April 2024 - Present · 2 yrs 1 mo
Huntleigh Advisors, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - March 2024 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - March 2024 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - December 2016 · 7 yrs 6 mos
Morgan Stanley
June 2009 - December 2016 · 7 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
State Registrations3 states
ILMOWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.