Rikin Patel
Rikin Patel is a registered investment advisor at Emerson Equity LLC, based in San Mateo, CA, with 22 years of industry experience. Rikin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
155 Bovet Road, Suite 725, San Mateo, CA, 94402
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rikin is involved in several business activities, including managing solar projects, overseeing a credit facility for a life insurance policy, and providing strategic guidance to venture capital firms. He also reports income from life insurance and accounting services through Twin Advisory Services Inc.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Kingswood Capital Partners, LLCBroker
Kingswood Wealth Advisors, LLC
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
SA Stone Investment Advisors INC.
Sterne Agee Asset Management, INC.
SA Stone Wealth Management INC.Broker
Genworth Financial Securities CorporationBroker
Woodbury Financial Services, INC.Broker
Kimberly Capital CORP.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.