BG
BG
Bruce Galloway is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1901 Main Street, Suite 700, Irvine, CA, 92614
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2023Denied
Customer Dispute
January 2008Denied
Customer Dispute
August 2007Denied
Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2003 - August 2017 · 13 yrs 11 mos
Ameriprise Financial Services, INC.Broker
August 2003 - August 2017 · 14 yrs
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations35 states
AKARAZCACOCTDCFLGAHIIDILKSKYMIMNMONCNDNJNMNVNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.