Daniel Penrose is a registered investment advisor at Clearbridge Investments, LLC, based in New York, NY, with 22 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 124,530 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.65% |
| $25.0M - $50.0M | 0.55% |
| $50.0M - $100.0M | 0.45% |
| $100M+ | 0.40% |
Schedule reflects Large Cap Value strategy. Other strategies have different schedules ranging from 0.40% to 0.95%. Fees are generally negotiable.
Fee Estimator
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel owns rental property in Gulf Shores, Alabama since 2016. He spends minimal time on this activity.
Employment History
Current Registrations
Clearbridge Investments, LLC
Franklin Distributors, LLC
Franklin Distributors, LLCBroker
Previous Registrations
Franklin/templeton Distributors, INC.Broker
Lockwood Advisors INC
Bny Mellon Managed Investments, INC.
Persimmon Securities, INC.Broker
Suntrust Securities, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kathleen Anderson, CFPClearbridge Investments, LLC
- Joshua Bronstein, CFANeuberger Berman Bd LLC
- Daniel Silver, CFACibc Private Wealth Advisors, INC.
- Peter May, CFPHfh Planning INC.
- Joshua Rubin, CFPNerdwallet Wealth Partners, LLC
- Karen Felmly, CFPMorgan Stanley