Joseph Leary is a registered investment advisor at Ascentis Independent Advisors, LLC, based in Charlotte, NC, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,208 clients with $1.7B in assets under management.
Compensation
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Average Client Portfolio
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Fee Structure
Ascentis Independent Advisors offers asset management and comprehensive portfolio management services. The maximum annual fee for these services is 2.00% of the value of your account, deducted quarterly in advance. Fees are negotiable. Ascentis may invest client assets in models created by affiliates, who could be compensated.
Location
1960 Overhill Rd, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ascentis Independent Advisors, LLC
Previous Registrations
Org Partners
Defender Capital
Silver Oak Securities, IncorporatedBroker
Citizens Jmp Securities, LLCBroker
Citizens Capital MarketsBroker
U.S. Bancorp Investments, INC.Broker
Labranche & CO. LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.