Parker Wal is a registered investment advisor at LPL Financial LLC, based in Fargo, ND, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2700 12th Ave S, Ste A, Fargo, ND, 58103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Parker operates under the DBA Goal Quest Financial Group for his LPL business since 2016 and is a co-owner of Goal Quest Ventures, LLC for tax/investment purposes. He also serves as a city council member for the City of Argusville, dedicating minimal time, and is a financial advisor for E4 Insurance Services, also dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations30 states
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