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Edmund Pan

Ameriprise Financial Services, LLC
22 Years of Experience
Walnut Creek, CA
1 DisclosureBroker
View SEC Summary
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Edmund Pan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Walnut Creek, CA, with 22 years of industry experience. Edmund is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2033 N Main St Ste 363, Walnut Creek, CA, 94596

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History

Regulatory History (1)
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Customer Dispute
September 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edmund owns investment-related multi-family real estate in San Francisco since 2021. He also serves as Treasurer on the Board of Directors for Pan, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
July 2009 - Present · 17 yrs 3 mos
Ameriprise Financial Services, LLC
July 2009 - Present · 17 yrs 3 mos
Ameriprise Financial Services, LLC
July 2009 - Present · 17 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2003 - April 2009 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
August 2003 - April 2009 · 5 yrs 8 mos
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations14 states
ARCACODCFLGAHIIAILMANYORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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