AW
AW

Aaron Christopher Wartes

22 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
6151 advisors
Number of Clients
481,566 clients
Average Client Portfolio
$716K average
Assets Under Management
$344.9B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.50%
$10M+1.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1604 Hewitt Ave Ste 311, Everett, WA, 98201

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History

Regulatory History (1)
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Customer Dispute
September 2018
Settled
Other Business Activities

Aaron owns rental real estate property since 2022 with his wife. He spends a few hours per week maintaining the property and finding renters.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Morgan Stanley
March 2013 - January 2022 · 8 yrs 10 mos
Morgan StanleyBroker
March 2013 - January 2022 · 8 yrs 10 mos
Edward Jones
March 2007 - April 2013 · 6 yrs 1 mo
Edward JonesBroker
August 2003 - April 2013 · 9 yrs 8 mos
State Registrations26 states
AKAZCACOCTDCFLIDKSMAMIMOMSMTNCNJNMNVNYORPASCSDTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.