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MB
CFP
MB
CFP

Mark Berger

Berger Financial Group
23 Years of Experience
Plymouth, MN
View SEC Summary
View SEC Summary

Mark Berger is a CFP-designated registered investment advisor at Berger Financial Group, based in Plymouth, MN, with 23 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 3,800 clients with $2.9B in assets under management.

Berger Financial Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
3,800 clients
Average Client Portfolio
$776K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range from 0.25% to 2.25% annually and are determined on a case-by-case basis depending on asset complexity, anticipated assets, portfolio style, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1695 State Hwy 169 N, Plymouth, MN, 55441

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is a registered representative with Purshe Kaplan Sterling Investments, a FINRA-registered broker-dealer, engaging in general securities transactions during market hours. This activity is investment-related.

Employment History
Current Registrations
Berger Financial Group
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2020 - June 2023 · 2 yrs 11 mos
Cambridge Investment Research Advisors, INC.
March 2005 - August 2020 · 15 yrs 5 mos
Cambridge Investment Reserarch, INC.
January 2004 - March 2005 · 1 yr 2 mos
Cambridge Investment Research, INC.Broker
June 2003 - August 2020 · 17 yrs 2 mos
State Registrations2 states
MNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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