John Shaw is a registered investment advisor at Professional Alliance Associates, LLC, based in Madison, CT, with 23 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

141 Durham Rd, Suite 14, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a full-time CPA/officer at Mason, DiMarco & Shaw, PC since 1992. This business is not investment related.

Employment History
Current Registrations
Professional Alliance Associates, LLC
August 2002 - Present · 23 yrs 9 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Shaw - Financial Advisor | TrueAdvisor