FA
FA

Fabio Andrade

22 Years of Experience
Kansas City, MO
1 DisclosureBroker

Fabio Andrade is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Kansas City, MO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4801 Main St, Kansas City, MO, 64112

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
Other Business Activities

Fabio is the owner of FA2 LLC, an investment company established in 2015 to hold investment assets, dedicating minimal time. He is also a founding investor in Feel Better Products LLC, a marketing company for food, nutritional supplements, and vitamins, spending a few hours per week.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2004 - Present · 21 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Nylife Securities INC.Broker
August 2003 - October 2004 · 1 yr 2 mos
State Registrations18 states
ARAZCACOCTFLGAIAKSMNMONCNENMNVNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fabio Andrade - Financial Advisor | TrueAdvisor