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Michael Buckingham

16 Years of Experience
Houston, TX

Michael Buckingham is a registered investment advisor at Waterous Energy Fund Management (US), LLC, based in Houston, TX, with 16 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 16 clients with $5.2B in assets under management.

Compensation
N/A
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$5.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 Clay Street, Suite 3700, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Waterous Energy Fund Management (US), LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Scotia Capital (USA) INC.Broker
August 2012 - September 2016 · 4 yrs 1 mo
UBS Securities LLCBroker
November 2010 - June 2012 · 1 yr 7 mos
UBS Securities LLCBroker
April 2010 - September 2010 · 5 mos
Lazard Freres & CO. LLCBroker
May 2009 - April 2010 · 11 mos
Smh Capital INC.Broker
March 2009 - May 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - February 2009 · 1 yr 1 mo
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.