SG
SG

Steven Gaziano

19 Years of Experience
Boston, MA
BrokerSells Insurance

Steven Gaziano is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

28 State Street 26th Floor, Boston, MA, 02110

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Steven is a board member for Bermuda Captive Network, an insurance company located in Hamilton, Bermuda. He spends minimal time on administrative tasks after business hours.

Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 12 yrs 8 mos
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Barclays Capital INC.
January 2009 - October 2013 · 4 yrs 9 mos
Barclays Capital INC.Broker
September 2008 - October 2013 · 5 yrs 1 mo
Lehman Brothers INC.
April 2008 - October 2008 · 6 mos
Lehman Brothers INC.Broker
October 2006 - September 2008 · 1 yr 11 mos
State Registrations44 states
AKALAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.