Gabriel Penfield
Gabriel Penfield is a registered investment advisor at LPL Financial LLC, based in Irmo, SC, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7326 College St Ste 100, Irmo, SC, 29063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gabriel is involved in several outside business activities, including managing quotes for Parking Lot Medic, acting as an agent for non-variable insurance through Relational Wealth Management, serving as a non-profit board member for Irmo Town Council, and being involved with Tribal Coffee Company LLC. He also operates Relational Wealth Management as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations11 states
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