Nicholas Peiffer
Nicholas Peiffer is a registered investment advisor at Victory Capital Management INC., based in Flower Mound, TX, with 21 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,558 clients with $150B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Victory Capital Management's fees are based on a percentage of the assets they manage. The specific percentage varies depending on the investment strategy and the size of the account. Fees may be negotiable in certain situations. VCM may also agree to fixed fee arrangements. VCM may impose minimum account sizes and minimum annual fees. The fees for investment management of mutual funds, ETFs and other pooled investment vehicles are different from the fees for separate accounts. Some accounts may also pay performance-based fees.
Location
3104 Creek View Dr., Flower Mound, TX, 75022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas owns a vacation/rental property in Wisconsin since 2016, managing it through VRBO. He spends minimal time on this activity.
Employment History
Current Registrations
Victory Capital Services, INC.
Victory Capital Management INC.
Victory Capital Services, INC.Broker
Previous Registrations
Russell Investments Financial Services, LLCBroker
Russell Investments Implementation Services, LLCBroker
Russell Investments
Russell Financial Services, INC., Part of Russell InvestmentsBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.