Hardik Shah
Hardik Shah is a registered investment advisor at Cetera Investment Advisers LLC, based in Newark, DE, with 22 years of industry experience. Hardik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
900 Prides Crossing, Newark, DE, 19713
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hardik is an author since 2012, dedicating minimal time to this activity. He is also an agent/broker for fixed insurance sales since 2016, spending a few hours per week, and a partner in a real estate holding LLC since 2022.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations22 states
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