MT
MT

Matthew James Thompson

22 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B
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Location

11635 Rosewood Street, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew owns rental property through Cane Properties, LLC. He spends a few hours per week on this activity, none during trading hours.

Employment History
Current Registrations
Piper Sandler & CO.
August 2016 - Present · 9 yrs 6 mos
Piper Sandler & CO.Broker
December 2003 - Present · 22 yrs 2 mos
Previous Registrations
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Fiduciary Asset Management INC.
September 2010 - April 2012 · 1 yr 7 mos
Country Club Financial Services, INC.Broker
October 2003 - December 2003 · 2 mos
State Registrations25 states
ALARCACODCDEFLGAIAILINKSMIMNMONDNENMNVNYOKSCTNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.