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Nicole Spirgatis

13 Years of Experience
Miami, FL
Broker

Nicole Spirgatis is a registered investment advisor, based in Miami, FL, with 13 years of industry experience.

Location

1221 Brickell Avenue, 27th Floor, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as an investment advisor for Insigneo Advisory Services LLC, dedicating nearly full-time hours to this role. She also operates under the DBA Phoenix Private Client Group for brokerage and advisory businesses, spending about half her time on this activity.

Employment History
Current Registrations
Insigneo Advisory Services, LLC
February 2024 - Present · 2 yrs 3 mos
Insigneo Securities, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Morgan Stanley
February 2018 - February 2024 · 6 yrs
Morgan StanleyBroker
August 2017 - February 2024 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2004 - September 2008 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - September 2008 · 4 yrs 10 mos
State Registrations10 states
DCDEFLGAILMNNJNYTXWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Nicole Spirgatis - Financial Advisor | TrueAdvisor