Shawn Waltz is a registered investment advisor at Dunham, based in San Diego, CA, with 18 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Investment Management, Retirement Planning. Their firm serves 12,032 clients with $4.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dunham offers investment management through separately managed accounts (SMAs). The fees for SMAs range from 0.25% to 1.00% of the assets managed. These fees are negotiable and may vary based on client circumstances, investment strategies, and account size. Dunham may pay a portion of this fee to Dunham Trust Company for custody and portfolio accounting services.
Location
6256 Greenwich Drive, Suite 550, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Dunham
Dunham
DunhamBroker
Previous Registrations
Pershing LLCBroker
Lockwood Advisors INC
Bny Mellon Managed Investments, INC.
Persimmon Securities, INC.Broker
Pfpc Distributors, INC.Broker
Signator Investors, INC.Broker
State Registrations8 states
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