Joseph Montalbano
Joseph Montalbano is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in wallkill, NY, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
wallkill, NY
Get directionsHistory
Regulatory History (3)
Regulatory
January 2007Employment Separation After Allegations
October 2006Employment Separation After Allegations
April 2006Other Business ActivitiesSells Insurance
Joseph is a licensed insurance agent since 2012, selling various insurance products and fixed insurance with various companies, dedicating about half of his time. He also owns Falcon Wealth Management/Falcon Insurance Services and Bright Futures Wealth Management, and is involved with Wallkill Travel Baseball and Only Star Creators.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
PHD CapitalBroker
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
AXA Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.