Joseph Frederick
Joseph Frederick is a registered investment advisor at Private Advisor Group, LLC, based in Center Valley, PA, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
4505 Saucon Creek Rd Ste 100, Center Valley, PA, 18034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a registered investment advisor with Private Advisor Group since 2012, charging wrap fees, dedicating about 10% of his time. He also operates under a DBA for his LPL business, dedicating nearly full-time hours to it.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Planning Wealth Management
Capital Analysts, Incorporated
Capital Analysts, IncorporatedBroker
The Investment Center, INC.Broker
Wharton Equity Corporation
Wharton Equity CorporationBroker
Royal Alliance Associates, INC.Broker
Haddon Strategic Alliances, INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.