RJ
RJ

Richard Johannsen

22 Years of Experience
Kuna, ID
BrokerSells Insurance

Richard Johannsen is a registered investment advisor, based in Kuna, ID, with 22 years of industry experience.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an owner at Johannsen and Company CPAs, providing tax preparation and accounting services. He also operates under the DBA Pathway Financial Group, which is involved in securities, advisory, and insurance business, including life, health, and long-term care insurance sales.

Employment History
Current Registrations
Corecap Investments, LLC
October 2016 - Present · 9 yrs 9 mos
Corecap Advisors
October 2016 - Present · 9 yrs 9 mos
Corecap Investments, LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Strategic Financial Partners, LTD
September 2013 - November 2016 · 3 yrs 2 mos
LPL Financial LLCBroker
August 2013 - November 2016 · 3 yrs 3 mos
Sunset Financial Services, INC.
February 2012 - August 2013 · 1 yr 6 mos
Sunset Financial Services, INC.Broker
February 2012 - August 2013 · 1 yr 6 mos
Sunset Financial Services, INC.
May 2006 - February 2012 · 5 yrs 9 mos
Sunset Financial Services, INC.Broker
April 2006 - February 2012 · 5 yrs 10 mos
Emerald Financial Advisors
January 2006 - April 2006 · 3 mos
Hornor, Townsend & Kent, INC.Broker
March 2005 - March 2006 · 1 yr
Hornor, Townsend & Kent, INC.
March 2005 - October 2005 · 7 mos
Jefferson Pilot Securities CORP
December 2003 - March 2005 · 1 yr 3 mos
Jefferson Pilot Securities CorporationBroker
December 2003 - March 2005 · 1 yr 3 mos
H.D. Vest Investment ServicesBroker
June 2003 - December 2003 · 6 mos
State Registrations3 states
CAIDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.