CP
CP

Christopher Pelt

22 Years of Experience
Montchanin, DE
1 DisclosureBroker

Christopher Pelt is a registered investment advisor at LPL Financial LLC, based in Montchanin, DE, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

100 West Rockland Rd., P-2, Montchanin, DE, 19710

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Denied
Other Business Activities

Christopher operates under several DBAs for his LPL business, including Silverleaf Wealth Management, Van Pelt & Associates, and Gladstone Wealth Partners, dedicating full-time hours to these activities. He also owns VVF Properties LLC for real estate rental and Van Vixen Farm, LLC, a farm, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 6 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 6 mos
Previous Registrations
MML Investors Services, LLC
January 2007 - January 2025 · 18 yrs
MML Investors Services, LLCBroker
April 2004 - January 2025 · 20 yrs 9 mos
Nylife Securities INC.Broker
January 2004 - April 2004 · 3 mos
State Registrations16 states
ALAZDCDEFLILKYMDNCNJNYPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Pelt - Financial Advisor | TrueAdvisor