Ben Bates is a registered investment advisor at Missionsquare Wealth Management, based in Phoenix, AZ, with 21 years of industry experience. Ben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.70% |
| $100K - $500K | 0.65% |
| $500K - $1.0M | 0.60% |
| $1M+ | 0.55% |
This fee schedule is for the Unified Managed Account (UMA) Program. The Digital Adviser program has a flat fee of 0.40%. Fees are non-negotiable, but may be aggregated across household accounts. Up to 1% of your account will be held in a cash sweep vehicle and excluded from the wrap fee.
Fee Estimator
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ben is a 25% owner of Boshi Boys, LLC, a distributor for Shaklee products, and a 50% owner of Amant Made, LLC, a rental property business. Ben spends no time on either of these businesses.
Employment History
Current Registrations
Missionsquare Wealth Management
Missionsquare Wealth ManagementBroker
Missionsquare Retirement
Previous Registrations
Leafhouse Financial Advisors, LLC
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Vanguard Marketing CorporationBroker
State Registrations24 states
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