Charlotte Sargeant
Charlotte Sargeant is a CFP-designated registered investment advisor at Heritage Financial Advisors, LLC, based in Waterville, OH, with 23 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 220 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.10% |
| $200K - $500K | 1.10% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4M+ | 0.70% |
Fees are negotiable for accounts over $4,000,000. Customized portfolios have fees ranging from 0.50% to 1.50%. Charitable foundations range from 0.40% to 0.90%.
Fee Estimator
Location
103 North River Road, Suite A, Waterville, OH, 43566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlotte is a managing member of North Coast Financial Advisors, Ltd, which owns 48% of Heritage Financial Advisors, LLC, dedicating full-time hours. She also manages commercial real estate through Swiss Co., Ltd, spending minimal time, and sells fixed insurance products as an insurance agent, spending minimal time.
Employment History
Current Registrations
Heritage Financial Advisors, LLC
Previous Registrations
Obs Financial Services, INC.
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State Registrations1 state
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Exams
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